SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements | 28 October
SFC Consults on Proposed Regulatory Requirements for VA Trading Platform Operators | 31 March 2023
SFC Conclusions on Proposed Code of Conduct on Bookbuilding and Placing Activities | Webinar
Webinar | 2022 HKEX and SFC Disciplinary and Enforcement Actions (May - August 2022) | 1 March 2023
The SFC's Fund Manager Code of Conduct - How to Prepare
Webinar | Overview of Hong Kong VASP licensing & SFC Consultation Conclusions | 12 July 2023
Hong Kong - Bank's duty of care, due diligence and codes of conduct.
SFC Consultation repeated webinar | 30 April | Julia Charlton
The SFC's Fund Manager Code of Conduct: What you need to know
Webinar | SFC Consultation on Proposed Takeovers Codes Amendments & Share Buy-Backs | 2 August 2023
SFC Consultation Conclusions webinar | Welcome video | Julia Charlton
SFC Consultation webinar | 16 April | Julia Charlton
SFC Consultation webinar | Welcome video | Julia Charlton
2022 HKEX and SFC Disciplinary and Enforcement Actions (January - April 2022) | 27 February 2023
Hong Kong - SFC measures to regulate digital assets
Webinar | Hong Kong Regulation of Virtual Assets Trading Platforms | 20 October 2023
Webinar | STOs in Hong Kong | 26 January 2022
Charltons Crypto Regulation in Hong Kong Webinar 2 | 15 January 2021
Charltons Crypto Regulation in Hong Kong Webinar 3 | 22 January 2021
What are the general requirements for China funds coming to HK and vice versa?