The SFC's Fund Manager Code of Conduct: What you need to know

The SFC's Fund Manager Code of Conduct - How to Prepare

Sample course "Training on revised fund manager code of conduct"

SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements | 28 October

Hong Kong - Impact of recent SFC regulatory developments on asset managers.

Webinar | Overview of Hong Kong VASP licensing & SFC Consultation Conclusions | 12 July 2023

Webinar | 2022 HKEX and SFC Disciplinary and Enforcement Actions (May - August 2022) | 1 March 2023

"Management and Disclosure of Climate-related Risks by Fund Managers" Seminars

SFC Consults on Proposed Regulatory Requirements for VA Trading Platform Operators | 31 March 2023

SFC Rules 2020

Hong Kong - SFC measures to regulate digital assets

Webinar | STOs in Hong Kong | 26 January 2022

Why you should follow the CFA Asset Manager Code

Hong Kong - Bank's duty of care, due diligence and codes of conduct.

SFC Consultation repeated webinar | 30 April | Julia Charlton

SFC Licence FAQ and common misunderstandings [Not Past Paper Not Pass Paper No Download].VID129

Webinar | Hong Kong Regulation of Virtual Assets Trading Platforms | 20 October 2023

Charltons Crypto Regulation in Hong Kong Webinar 2 | 15 January 2021

SFC Consultation webinar | 16 April | Julia Charlton

HKSI Paper 12 Topic 2 Part 2