ブックビルディングおよび発行活動に関する行動規範案に対する SFC の結論 |ウェビナー

Webinar | SFC Consultation on Proposed Takeovers Codes Amendments & Share Buy-Backs | 2 August 2023

SFC Consultation webinar | 16 April | Julia Charlton

SFC Consultation repeated webinar | 30 April | Julia Charlton

SFC Consultation webinar | Welcome video | Julia Charlton

SFC Consultation Conclusions webinar | Welcome video | Julia Charlton

SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements | 28 October

Webinar | Overview of Hong Kong VASP licensing & SFC Consultation Conclusions | 12 July 2023

SFC Consults on Proposed Regulatory Requirements for VA Trading Platform Operators | 31 March 2023

The SFC's Fund Manager Code of Conduct - How to Prepare

Webinar | 2022 HKEX and SFC Disciplinary and Enforcement Actions (May - August 2022) | 1 March 2023

How to Get an SFC license?

Webinar | The HKEX Consultation Paper: Corporate Governance Code, Related Listing Rules

Securities and Futures Commission

SFC licensing requirements for Responsible Officers RO [Not Past Paper Not Pass Paper].VID126

SFC's Proposed Enhanced Competency Framework for Intermediaries and Individual Practitioners

How i book 3-5 meetings a day (cold calling SMMA)

English HKSI Paper 1-Topic 4 Course Online Class [2023 Edition]

Seminar on SFC Listed Company Investigations and Market Misconduct Proceedings

Procurement Session 1: Introduction of Government Rules and Procedures