SFC Conclusions on Proposed Code of Conduct on Bookbuilding and Placing Activities | Webinar

SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements | 28 October

Webinar | SFC Consultation on Proposed Takeovers Codes Amendments & Share Buy-Backs | 2 August 2023

The SFC's Fund Manager Code of Conduct: What you need to know

Webinar | 2022 HKEX and SFC Disciplinary and Enforcement Actions (May - August 2022) | 1 March 2023

The SFC's Fund Manager Code of Conduct - How to Prepare

SFC Makes U-Turn, Names Crypto Platforms Seeking Licences | HKIBC News

SFC Consults on Proposed Regulatory Requirements for VA Trading Platform Operators | 31 March 2023

SFC Consultation webinar | 16 April | Julia Charlton

Webinar | Overview of Hong Kong VASP licensing & SFC Consultation Conclusions | 12 July 2023

Open Ended Fund Company OFC for HKSI Exams Papers 1, 2, 3, 6.VID167

SFC Consultation repeated webinar | 30 April | Julia Charlton

Hong Kong - Bank's duty of care, due diligence and codes of conduct.

What are the general requirements for China funds coming to HK and vice versa?​

SFC Process Presentation

2022 HKEX and SFC Disciplinary and Enforcement Actions (January - April 2022) | 27 February 2023

MACV-SOG: Vietnam War’s DEADLIEST Unit You’ve Never Heard Of

Webinar | STOs in Hong Kong | 26 January 2022

D'Vorah's combos are seriously UNIQUE! (and surprisingly hard)

SBI EMPLOYEE WHOLE DAY |